A、<p><span style="font-family: 宋体; font-size: 15px; ">警告</span></p>
B、<p><span style="font-family: 宋体; font-size: 15px; ">撤销任职资格或证券从业资格</span></p>
C、<p><span style="font-family: 宋体; font-size: 15px; ">罚款</span></p>
D、<p><span style="font-family: 宋体; font-size: 15px; ">判刑</span></p>